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インターナル・オーディット(Vice President / Executive Director

募集職種
金融関連/証券/バック・ミドルオフィス
仕事内容
This position is for a senior VP or junior ED who has potential to become an Regional Portfolio Director (RPD) in one of the audit teams for Global Markets, Risk Management or Business Infrastructure Support (covering Finance and Operations) in Japan in a couple of years.
The responsibilities include the following:
● Manage audit projects through planning, fieldwork and reporting phases including identifying and evaluating key risks, setting audit scope, determining budgets and staff assignments.
● Supervise an audit team including reviewing work papers to ensure they meet the Company IA’s quality assurance standards.
● Lead and manage multiple audits concurrently (including regional and global) to meet budgets and the timeframe for issuing reports.
● Identify thematic issues across business areas through audit projects and other audit activities.
● Write audit reports, including clear and concise issues and action plans, and negotiate their finalization with senior client management.
● Manage the closure verification process of audit issues, which include ensuring timely following ups with clients through to completion.
● Perform Risk Assessments, Continuous Monitoring, and other audit activities on time within budget while meeting departmental standards.
● Manage relationships with senior management in business and support functions.
● Maintain awareness of regulatory and industry wide developments, and proactively share the knowledge within the department.
● Contribute to IA’s initiatives to continually improve internal audit process.
必要業務経験
For people who have knowledge about the securities industry or have experience at the Company or a foreign investment bank, Internal Audit will form an important part of your career as you can learn about the company’s governance and controls, and can have opportunities to communicate with senior management.

We are looking for candidates who have the following:

● 15+ years of experience in financial services.
● At least five years of internal audit experience at a foreign investment bank or external audit experience.
● Alternatively, at least five years of experience in other control function at a foreign investment bank.
● Strong leadership to manage a team and deliver results for audit projects, Continuous Monitoring, Risk Assessment and other audit activities.
● Excellent interpersonal skills and communication skills with objective and logical thinking
● Native Japanese (or English) with strong, business level English (or Japanese) communication skills including writing and reading.
● Expertise on data analytics skills will be an advantage.
● Qualifications such as CPA, CIA, CFA will be preferred
推定年収
1200~1800 万円
勤務地
東京都
最終学歴
大学
各種保険
健康保険 厚生年金 雇用保険 労災保険
諸手当
通勤手当 残業手当
会社名
日系大手證券
業種
金融全般/証券
事業内容
証券・証券先物取引業
野村證券株式会社は、東京都中央区日本橋一丁目(日本橋本社・本店)に本拠を構える、野村ホールディングス傘下の子会社で証券会社。野村グループの証券業務における中核会社である
会社の特徴
総合証券最大手
「リテール」と「ホールセール」が両輪となりシナジーを発揮するビジネスモデル
「アジアに立脚したグローバル金融サービス・グループ」として、アジアと共に栄える

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