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Compliance Manager

募集職種
不動産金融/不動産金融/法務・コンプライアンス
仕事内容
≪Regulatory Compliance≫
① Be a contact point with the regulator (Kanto Local Finance Bureau) and self-regulatory organizations (Type 2 Financial Instruments Firms Association, Japan Investment Advisors Association) for AG-Japan.
② Prepare and submit various type of reports, notices, applications, registrations, etc. for the regulator / SROs.

≪General Compliance≫
① Prepare and maintain internal policies and procedures
② Handle issues and controls regarding material non-public information and client personal information
③ Process quarterly employee personal account reporting
④ Handle other CoE matters including gifts & entertainment, outside activities and political contribution
⑤ Coordinate and provide compliance training

≪Sales Compliance≫
① Monitor sales & marketing activities including client types, funds promoted, etc.
② Review client KYC/AML documentation from the subscribers
③ Review marketing materials
④ Monitor the types, the number and the amount of Japanese subscriptions for each fund promoted in Japan
⑤ Review subscription document and periodical fund report of each fund to make sure the appropriate client asset segregation is put in place.
必要業務経験
≪Experience≫
① Minimum 3-year compliance experience in Japanese financial industry
② Sales & marketing compliance or regulatory compliance

≪Personal Character≫
① Good command of oral / written English / Japanese
② Enthusiastic about learning something new
③ Enjoy autonomous and independent environment
④ Enjoy cross-cultural communication

7. Something preferable:
?Experience in investment management business / Type 1 or 2 financial instruments business / investment advisory business
?Experience in working in small team environment

8. Commencement timing
  ?Before early December




推定年収
1000~1400 万円
勤務地
東京都
最終学歴
大学
各種保険
健康保険 厚生年金 雇用保険 労災保険
諸手当
通勤手当
会社名
米系大手ヘッジファンド
業種
不動産金融全般/アクイジション
事業内容
A privately-held registered investment advisor dedicated to alternative investing. Currently manages approximately $25 billion.
会社の特徴
The firm currently manages approximately $25 billion. They seek to generate absolute returns with low volatility by exploiting inefficiencies in selected markets and capitalizing on situations that are not in the mainstream of investment opportunities. We creatively seek out new opportunities that allow us to remain a leader in alternative investments.

コンサルタントからのメッセージ

-International work environment
- Modern office located in Tokyo
-Excellent career prospects
グローバルで業界内にて非常にrespectされている会社です。

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