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募集職種

金融関連／投信・投資顧問／その他

仕事内容

（Job Purpose (Job Summary)）
・Reporting directly to the Head of Compliance, Japan, the incumbent is
responsible to assist the Head of Compliance, Japan to manage and oversee the
compliance function in Japan to deliver professional and high quality
compliance support and advice to the business; to support businesses compliance
with all applicable regulations and internal compliance standards; to support
compliance-related matters of the Japan office as assigned by the Head of
Compliance, Japan; and to liaise with colleagues in Japan, the Asia Pacific
region as well as other Group offices on compliance-related matters while
maintaining a high level of independence.
（Key Responsibilities / Duties:）
・Provide compliance advice and support to the ongoing operations and future
business development in Japan ensuring adherence to the latest rules,
regulations, and regulatory expectations.
・Liaise with regulators in Japan, such as the Financial Services Agency of
Japan (JFSA), to ensure compliance with statutory rules and regulations and
handle regulatory requests, inquiries, filings/reports, notifications, and
onsite examinations.
・Monitor regulatory changes applicable to the Japan business and provide
timely advice.
・Review sales and marketing materials, documents and external communication to ensure adherence to applicable statutory rules and regulations and industry best practice.
・Maintain and update Compliance Manual and relevant compliance policies and procedures to ensure business operations and practice are consistent with the latest local regulatory requirements and Group policies.
・Oversee licensing matters, compliance monitoring program and tasks delegated to the Group’s Compliance support teams.
・Provide compliance advice/input on complaints, operational errors, incidents, breaches, and corresponding risk-mitigating actions to prevent re-occurrence.
・Provide compliance advice/input on internal and external due diligence
requests, and requests for proposal (RFP).
・Review Regulatory Reports including Substantial Shareholders Reports.
・Handle requests from internal and external audits.
・Conduct regular risk assessments to identify potential compliance risks and
develop strategies to mitigate them.
・Design and deliver compliance training programs to ensure that all employees are aware of their compliance obligations.
・Provide support to the Head of Compliance, Japan to maintain an effective
compliance framework and promote a strong compliance culture.
・Participate in local, regional and/or global compliance initiatives, projects
and other ad-hoc compliance duties as assigned.

必要業務経験

〇Work Experience / Knowledge:
・A minimum of 8 years of relevant experience in the financial services industry, preferably gained through practical experience in regulatory/business compliance in asset management companies and/or regulatory authorities in Japan
〇Skills / Other Personal Attributes Required:
・Extensive knowledge of legal and regulatory requirements applicable to the asset management industry in Japan
・Strong oral and written communication skills in both English and Japanese
・High integrity and excellent work ethics
・Strong problem-solving skills
・Ability to lead and coach team members
・Flexibility, enthusiasm and a willingness to learn and develop new skills and knowledge, and adapt to the growing business needs of the Company
〇Formal Education:
・Degree in Accounting/Finance/Law or related disciplines

推定年収

1500～2500 万円

勤務地

東京都

最終学歴

大学

諸手当

人間ドック、保養所、自社持株制度、残業代、退職金(4年目以降)、企業年金

会社名

米系大手アセットマネジメント

業種

金融全般／投信・投資顧問

事業内容

　インベスコ・アセット・マネジメント株式会社は、米国アトランタを本拠地とする独立系運用会社インベスコ・リミテッドのグループの一員です。インベスコ・リミテッドは、ニューヨーク証券取引所に上場しており、米国の株式市場の代表的な指数であるS&P500種株価指数の採用銘柄にもなっています。世界25カ国以上の拠点で資産運用サービスを展開し、2021年12月末時点の運用資産残高は1兆5,853億米ドル。(約220兆円)*を誇ります。
2023年12月末時点。*為替レートは140.98円／米ドルで換算、WMロイターのレートに基づく。

1983年に日本駐在員事務所を設立。日本で35年の営業実績があり、2018年で35周年を迎えました。
【運用資産残高】8兆9,965億円
※（参考）運用資産残高（2017年12月末当時）
国内株式9,124億円、外国株式2,055億円、外国債券12,937億円、バンクローン7,174億円、REIT10,375億円、その他830億円

会社の特徴

米国に本拠地を構える世界有数の独立系資産運用会社の日本拠点です。現在では世界20ヶ国以上に展開し、約111兆円もの運用資産残高を誇る会社へと発展してきました。世界１２０ヶ国超にわたり幅広顧客層を有し、国内外の株式、債券等の伝統的な資産運用から、バンクローン、不動産、プライベートエクイティをはじめとしたオルタナティブ等を網羅した豊富な商品ラインアップまでを有しています。